LANDMARK CASES IN FORENSIC PSYCHIATRY:

Liability to Patients

Roy v. Hartogs, 1976

Case Summary:

  • Dr. Hartogs was a psychiatrist in NY; Roy was his patient.

  • Dr. Hartogs engaged in a sexual relationship with Roy, claiming that it was part of her treatment.

  • Roy sued Dr. Hartogs, claiming emotional and psychological harm.

  • Dr. Hartogs denied these claims, stating the relationship was consensual and occurred outside of the professional context.

  • Dr. Hartogs was found liable for malpractice, with both compensatory and punitive damages awarded. On appeal, the former was reduced, and the latter was eliminated due to a lack of malicious intent or recklessness.

Key Concepts:

  • Sexual contact between a psychiatrist and their patient constitutes medical malpractice.

  • There is a fiduciary relationship between a psychiatrist and their patient.

Clites v. Iowa, 1982

Case Summary:

  • Clites was a patient with intellectual disability at a state facility in Iowa.

  • Clites developed Tardive Dyskinesia after years of treatment with antipsychotic medications for “aggression” despite a lack of evidence of such.

  • Clites’ parents successfully sued for negligence and civil rights violations.

  • The court found that the state facility failed to obtain informed consent.

    • Antipsychotics were prescribed inappropriately without adequate monitoring.

    • Parents were never informed of potential side effects, and did not consent to their use.

Key Concepts:

  • The prolonged use of antipsychotic medications must be medically appropriate.

  • Monitoring for side effects is required.

  • Psychiatrists must obtain informed consent prior to prescribing antipsychotic medications; consent is not implied.

  • “A competent patient has a fundamental right to decide to be left alone, absent an emergency situation” (right to privacy and to produce an independent thought)